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SEC Rule Filings

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July 13, 2010
File No. SR-NFA-2010-03
SELF-REGULATORY ORGANIZATIONS; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to Compliance Rule 2-30 and the Related Interpretive Notice Regarding Customer Information and Risk Disclosure (Effective January 3, 2011)

July 08, 2010
File No. SR-NFA-2010-02
SELF-REGULATORY ORGANIZATIONS; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to lnterpretive Notice entitled "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts." (Effective October 7, 2010)

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