About NFA | Site Index | Contact NFA (Contáctenos)

Regulation

Print Page
Home > Regulation > SEC Rule Filings

SEC Rule Filings

2010 | 2009 | 2008

 Subscribe to our feed Follow NFA_News on Twitter
December 11, 2009
File No. SR-NFA-2009-02
SELF-REGULATORY ORGANIZATIONS; National Futures Association; Proposed Change to the Interpretive Notice Regarding Security Futures Products Proficiency Training (Effective December 28, 2009)

December 09, 2009
File No. SR-NFA-2009-01
SELF-REGULATORY ORGANIZATIONS; National Futures Association; Proposed Rule Change Relating to Amendments to Compliance Rule 2-29(h) and the Adoption of an Interpretive Notice Regarding the Use of On-Line Social Networking Groups to Communicate with the Public (Adoption of the Interpretive Notice effective on December 24, 2009. Amendments to Compliance Rule 2-29(h) effective February 1, 2010)

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy