SD/MSP Registry

The SD/MSP Registry is a data file which contains a listing of swap dealers and major swap participants along with their respective CFTC registration statuses. All of the information contained in this file is also available via individual look-up through NFA's BASIC system. The Registry file simply provides a single, consolidated listing for use by firms and service providers who play a role in processing swap transactions. Swap Dealers and Major Swap Participants with a CFTC registration status can also view the Registry via the ORS Report Center. The file can be downloaded by clicking on the applicable links below. Here is a brief overview of the Registry:

Scope: The Registry file contains information for all swap dealers and major swap participants with the following status designations for CFTC registration:

  1. Pending Registration
  2. Provisionally Registered
  3. Registered

Contents: The Registry file contains a listing of swap dealers and major swap participants consisting of the following public information:

  1. Each firm's NFA ID
  2. Each firm's full name
  3. Each firm's location
  4. Each firm's CFTC Registration Status with effective dates
  5. Other names under which each firm conducts or has conducted business (as applicable and reported by the firm). Note: DBA/other names are available only in the XML version of the Registry.

Timing: An updated Registry file will be available by 5:00AM (Central) each morning. The updated file will reflect the noted information as of the previous business day.

Format: The Registry file is available in three different formats which are available below.

The following link is a reader-friendly version of the Registry:

SD/MSP Registry

The following link is the Registry in an XML format:

SD/MSP Registry XML

The following link is the Registry's XSD schema document intended for system developers:

SD/MSP Registry XSD

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