The SD/MSP Registry is a data file which contains a listing of swap dealers and major swap participants along with their respective CFTC registration statuses. All of the information contained in this file is also available via individual look-up through NFA's BASIC system. The Registry file simply provides a single, consolidated listing for use by firms and service providers who play a role in processing swap transactions. Swap Dealers and Major Swap Participants with a CFTC registration status can also view the Registry via the ORS Report Center. The file can be downloaded by clicking on the applicable links below. Here is a brief overview of the Registry:
Scope: The Registry file contains information for all swap dealers and major swap participants with the following status designations for CFTC registration:
Contents: The Registry file contains a listing of swap dealers and major swap participants consisting of the following public information:
Timing: An updated Registry file will be available by 5:00AM (Central) each morning. The updated file will reflect the noted information as of the previous business day.
Format: The Registry file is available in three different formats which are available below.
The following link is a reader-friendly version of the Registry:
The following link is the Registry in an XML format:
The following link is the Registry's XSD schema document intended for system developers:
NFA Members can file many of their required documents electronically.