Revenue Structure

NFA has established the following revenue structure for Swap Dealers (SD) and Major Swap Participants (MSP):

  • Each SD Member that meets the definition of a Large Financial Institution pursuant to Article XVIII(n) of NFA's Articles of Incorporation shall pay to NFA annual dues in the amount of $1,000,000 (Tier 1);

  • Each SD Member that does not meet the definition of a Large Financial Institution pursuant to Article XVIII(n) of NFA's Article of Incorporation shall pay to NFA annual dues in the amount of $250,000 (Tier 2);

  • Each MSP Member shall pay to NFA annual dues in the amount of $250,000; and

  • Any SD Member or MSP Member that is an affiliate as defined in Article XVIII(b) of NFA's Article of Incorporation of a SD Member or a MSP Member shall pay annual dues in the amount of $150,000 (affiliate of Tier 1 or Tier 2 Swap Dealer).

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