Compliance Rules

Part 2 - Rules Governing the Business Conduct of Members Registered with the Commission

RULE 2-25. REQUIREMENTS FOR DEALER OPTIONS TRANSACTIONS OF FCMs.

[Adopted effective November 5, 1984. Effective date of amendments: June 30, 2020.]

Any Member who violates any of the CFTC Part 32 Regulations shall be deemed to have violated an NFA requirement.