Listed below are the officers and individuals representing key functional
areas of the organization.
| OFFICERS |
Daniel J. Roth
President and
Chief Executive Officer
(312) 781-1390 |
Daniel A. Driscoll
Executive Vice-President,
Chief Operating Officer
(312) 781-1320 |
Kenneth F. Haase
Senior Vice-President,
Information Systems
(312) 781-1350 |
Thomas W. Sexton, III
Senior Vice-President,
General Counsel and Secretary
(312) 781-1413 |
Regina G. Thoele
Senior Vice-President,
Compliance
(312) 781-1327 |
Karen K. Wuertz
Senior Vice-President,
Strategic Planning and Communications
(312) 781-1335 |
David L. Hawrysz
Vice-President, CFO and Treasurer
(312) 781-1385 |
Gregory C. Prusik
Vice-President, Registration
(312) 781-1424 |
|
ARBITRATION
|
Elizabeth Sheridan
Manager, Arbitration and Mediation
(312) 781-1479 |
|
COMMUNICATIONS AND EDUCATION
|
Larry A. Dyekman
Director, Communications
and Education
(312) 781-1372 |
|
COMPLIANCE
|
John Brodersen
Associate Director, Investigations
(312) 781-1226 |
Cynthia Cain
Managing Director, Compliance
(312) 781-1490 |
Patricia Cushing
Associate Director, Audit Management
& Education
(312) 781-1403 |
Edward Dasso
Managing Director, Investigations/TPMS
(312) 781-1551 |
Timothy McHenry
Director, Risk Management
(312) 781-1425 |
Sharon Pendleton
Director, Audits
(312) 781-1401 |
Jennifer Sunu
Director, Audits
(312) 781-1402 |
Cheryl Tulino
Associate Director, Audits, New York
(212) 513-6020 |
|
GENERAL COUNSEL
|
Kathryn Page Camp
Associate General Counsel
(312) 781-1393 |
Michael J. Crowley
Associate General Counsel
(312) 781-1388 |
Ronald V. Hirst
Associate General Counsel
(312) 781-1394 |
Mary Alice Patton
Legal Support Manager
(312) 781-1485 |
Philip Raleigh
Assistant General Counsel
(312) 781-1405 |
Carol A. Wooding
Assistant General Counsel
(312) 781-1409 |
|
HUMAN RESOURCES
|
Carrie E. Baffes
Director of Compensation and Benefits
(312) 781-1407 |
Nancy C. Bohanon
Director
(312) 781-1444 |
Kurt A. Krueger
Associate Director, Organization Development and Training
(312) 781-1329 |
|
INFORMATION CENTER
|
Yvette Christman
Senior Manager
(312) 781-1410 |
|
INFORMATION SYSTEMS
|
Steve E. Earl
Director
(312) 781-1354 |
David L. Kammerer
Director
(312) 781-1360 |
|
INTERNATIONAL OUTREACH
|
Kurt Krueger
Associate Director, Organization Development and Training
(312) 781-1329 |
Karen Wuertz
Senior Vice President, Strategic Planning and Communications
(312) 781-1335 |
|
MEMBERSHIP/REGISTRATION
|
Yvette Christman
Senior Manager
(312) 781-1427 |
Michelle G. Hawrysz
Senior Manager
(312) 781-1461 |
|
TREASURER'S OFFICE
|
Michael Saturley
Director
(312) 781-1386 |
