| PEREGRINE FINANCIAL GROUP INC |
NFA ID: 0232217 |
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Arbitration is a dispute resolution forum. It is not a regulatory action.
NFA discloses information concerning arbitration cases for disputes involving
customers and NFA Members if an award exists. However, NFA does not release the
names of parties who have settled their parts in the cases. Furthermore, NFA
does not release information on cases that closed before January 1, 1990, cases
that are still pending, or cases that were settled, withdrawn or rejected.
Effective January 1, 2000, NFA discloses the names of persons who represent
parties in NFA customer arbitration proceedings if an award exists. As of the
same date, customers may no longer ask NFA to keep their identities
confidential.
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