| COPIES OF DOCUMENTS LISTED BELOW ARE AVAILABLE UPON REQUEST:
Notice of Intent to Suspend and Thereafter Revoke Registration:
On July 1, 2009, NFA's President issued a Notice of Intent to Suspend and Thereafter Revoke Registration to TradeLink LLC. The Notice of Intent alleged that TradeLink is disqualified from registration under Section 8a(2)(C)(ii) of the Commodity Exchange Act. To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Final Order Conditioning Registration:
On July 1, 2009, a Subcommittee of NFA's Membership Committee issued a Final Order Conditioning Registration to TradeLink. The Subcommittee accepted TradeLink's settlement offer and allowed the firm to remain registered as a FCM subject to conditions. The conditions shall remain in effect so long as the injunction entered on March 11, 2009 against TradeLink remains in effect or until NFA otherwise permits TradeLink to become registered without conditions, whichever occurs first. The Final Order becomes effective on July 31, 2009.
Order Lifting Conditions:
On August 24, 2010,the Subcommittee lifted the conditions on Tradelink's registration. |