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Case Summary

STANLEY EARNEST JR PYNDUS

NFA 09REG00014

NFA ID: 0027930

Respondent/Effective Date Summary

NFA ID	Respondent	Effective Date
0027930	PYNDUS, STANLEY EARNEST JR	08/03/2009

Rule Summary

NFA ID	Respondent	Rule Type
0027930	PYNDUS, STANLEY EARNEST JR	• CEA 8a(2)(G) - WILLFUL OMISSION OF INFO ON FORM

Committee Summary

NFA ID	Respondent	Committee
0027930	PYNDUS, STANLEY EARNEST JR	• MEMBERSHIP COMMITTEE

Action Summary

NFA ID	Respondent	Action Types
0027930	PYNDUS, STANLEY EARNEST JR	• NFA REGISTRATION ACTION

Penalty/Event Summary

NFA ID	Respondent	Penalty/Event	Event Date
0027930	PYNDUS, STANLEY EARNEST JR	• REGISTRATION CONDITIONED	07/02/2009

Narrative Summary

Narrative for 0027930 - PYNDUS, STANLEY EARNEST JR

Notice of Intent to Deny Registration:

On July 2, 2009, NFA issued a Notice of Intent to deny Pyndus' registration based on his failure to disclose a state securities action.

Final Order Granting Conditional Registration:

On July 2, 2009, NFA's Membership Committee issued a Final Order in which it accepted Pyndus' settlement offer and granted him a conditional registration.

To view these documents, go to Case Documents. To obtain copies, contact NFA's Information Center.

Case Documents Summary

NFA ID	Respondent	Document Type
0027930	PYNDUS, STANLEY EARNEST JR	FINAL ORDER
0027930	PYNDUS, STANLEY EARNEST JR	NOTICE OF INTENT

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