| Notice of Intent to Deny Registration:
On August 3, 2009, NFA issued a Notice of Intent to deny Richter's AP registration, charging that NFA's previous denial of Richter's application and his 1991 felony conviction disqualified him from registration.
To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Response to Notice of Intent:
On August 24, 2009, Richter, through his attorney, filed a Response to the Notice of Intent. In his Response, Richter does not deny the allegations of the Notice of Intent but requests a hearing to submit evidence to show that despite the allegations his registration would pose no substantial risk to the public. To view the Response, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Final Order Conditioning Registration:
On December 24, 2009, a Subcommittee of NFA's Membership Committee issued a Final Order Conditioning Registration to Richter after a hearing was held. The Final Order becomes effective January 25, 2010. To view the Final Order, go to Case Documents. To obtain a copy, contact NFA's Information Center. |