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COMPLAINT:
On August 30, 2006, NFA issued a Complaint charging Stillwater with failure to timely file with NFA an annual report for Stillwater Market Neutral Fund II LP and Stillwater Market Neutral Fund LP.
ANSWER:
On November 10, 2006, Stillwater filed an Answer to the Complaint in which it denied the material allegations contained therein.
DECISION:
On March 14, 2007, Stillwater was ordered to pay a $20,000 fine. |