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Case Summary

STILLWATER CAPITAL PARTNERS LLC NFA 06BCC00021 NFA ID: 0283745

Respondent/Effective Date Summary
 NFA IDRespondentEffective Date
 0283745STILLWATER CAPITAL PARTNERS LLC03/29/2007
Rule Summary
 NFA IDRespondentRule Type
 0283745STILLWATER CAPITAL PARTNERS LLC• C.R.2-13 - RECORDKEEPING FOR CPOS/CTAS
Committee Summary
 NFA IDRespondentCommittee
 0283745STILLWATER CAPITAL PARTNERS LLC• HEARING COMMITTEE
  • BUSINESS CONDUCT COMMITTEE
Action Summary
 NFA IDRespondentAction Types
 0283745STILLWATER CAPITAL PARTNERS LLC• GENERAL CONDUCT
Penalty/Event Summary
 NFA IDRespondentPenalty/EventEvent Date
 0283745STILLWATER CAPITAL PARTNERS LLC• FINE $2000003/14/2007
Narrative Summary
Narrative for 0283745 - STILLWATER CAPITAL PARTNERS LLC
**To view documents, go to Case Documents. For a copy of Documents, contact NFA's Information Center.**

COMPLAINT:

On August 30, 2006, NFA issued a Complaint charging Stillwater with failure to timely file with NFA an annual report for Stillwater Market Neutral Fund II LP and Stillwater Market Neutral Fund LP.

ANSWER:

On November 10, 2006, Stillwater filed an Answer to the Complaint in which it denied the material allegations contained therein.

DECISION:

On March 14, 2007, Stillwater was ordered to pay a $20,000 fine.

 
Case Documents Summary
 NFA IDRespondentDocument Type
 0283745STILLWATER CAPITAL PARTNERS LLCANSWER
 0283745STILLWATER CAPITAL PARTNERS LLCCOMPLAINT
 0283745STILLWATER CAPITAL PARTNERS LLCDECISION
 
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