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On August 30, 2006, NFA issued a Complaint charging Stillwater with failure to timely file with NFA an annual report for Stillwater Market Neutral Fund II LP and Stillwater Market Neutral Fund LP.
On November 10, 2006, Stillwater filed an Answer to the Complaint in which it denied the material allegations contained therein.
On March 14, 2007, Stillwater was ordered to pay a $20,000 fine.