| GAYLE COMMODITIES INC |
NFA 05BCC00024 |
NFA ID: 0305471 |
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| 0305471 | GAYLE COMMODITIES INC | 04/13/2006 | | 0233100 | HIRSCH, HARRY D | 04/13/2006 |
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| 0305471 | GAYLE COMMODITIES INC | • C.R.2-13 - RECORDKEEPING FOR CPOS/CTAS | | 0233100 | HIRSCH, HARRY D | • C.R.2-13 - RECORDKEEPING FOR CPOS/CTAS |
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| 0305471 | GAYLE COMMODITIES INC | • BUSINESS CONDUCT COMMITTEE | | | | • HEARING COMMITTEE | | 0233100 | HIRSCH, HARRY D | • BUSINESS CONDUCT COMMITTEE | | | | • HEARING COMMITTEE |
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| 0305471 | GAYLE COMMODITIES INC | • GENERAL CONDUCT | | 0233100 | HIRSCH, HARRY D | • GENERAL CONDUCT |
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| 0305471 | GAYLE COMMODITIES INC | • PERMANENT BAR FROM NFA MEMBERSHIP | 03/29/2006 | | 0233100 | HIRSCH, HARRY D | • TEMPORARY BAR FROM NFA MEMBERSHIP 1 YRS | 03/29/2006 |
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| COMPLAINT -
On November 8, 2005, NFA issued a Complaint charging GCI and Hirsch with failing to prepare and maintain required records for the Hirsch Fund. To view Complaint, go to Case Documents. For a copy of Complaint, contact NFA.
ANSWER -
On December 7, 2005, GCI and Hirsch filed an Answer to the Complaint in which they denied the material allegations contained therein. To view Answer, go to Case Documents.
DECISION -
On March 29, 2006, GCI was ordered never to reapply for NFA membership or associate membership or act as a principal of an NFA Member. Hirsch was ordered not to reapply for NFA membership or associate membership or act as a principal of an NFA Member for one year. To view Decision, go to Case Documents. | | | |
| COMPLAINT -
On November 8, 2005, NFA issued a Complaint charging GCI and Hirsch with failing to prepare and maintain required records for the Hirsch Fund. To view Complaint, go to Case Documents. For a copy of Complaint, contact NFA.
ANSWER -
On December 7, 2005, GCI and Hirsch filed an Answer to the Complaint in which they denied the material allegations contained therein. To view Answer, go to Case Documents.
DECISION -
On March 29, 2006, GCI was ordered never to reapply for NFA membership or associate membership or act as a principal of an NFA Member. Hirsch was ordered not to reapply for NFA membership or associate membership or act as a principal of an NFA Member for one year. To view Decision, go to Case Documents. | | |
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