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Case Summary

FOREX CAPITAL MARKETS LLC

NFA 05BCC00025

NFA ID: 0308179

Respondent/Effective Date Summary

NFA ID	Respondent	Effective Date
0308179	FOREX CAPITAL MARKETS LLC	12/13/2005

Rule Summary

NFA ID	Respondent	Rule Type
0308179	FOREX CAPITAL MARKETS LLC	• C.R.2-36(b)(1) - CHEAT, DEFRAUD, DECEIVE FOREX CUSTOMERS

Committee Summary

NFA ID	Respondent	Committee
0308179	FOREX CAPITAL MARKETS LLC	• BUSINESS CONDUCT COMMITTEE

Action Summary

NFA ID	Respondent	Action Types
0308179	FOREX CAPITAL MARKETS LLC	• SALES PRACTICE

Penalty/Event Summary

NFA ID	Respondent	Penalty/Event	Event Date
0308179	FOREX CAPITAL MARKETS LLC	• FINE $110000	11/28/2005

Narrative Summary

Narrative for 0308179 - FOREX CAPITAL MARKETS LLC

COMPLAINT -

On November 28, 2005, NFA issued a Complaint charging FXCM with using deficient promotional material. To view Complaint, go to Case Documents. For a copy of Complaint, contact NFA.

DECISION -

On November 28, 2005, FXCM was fined $110,000. To view Decision, go to Case Documents. For a copy of the Decision, contact NFA.

Case Documents Summary

NFA ID	Respondent	Document Type
0308179	FOREX CAPITAL MARKETS LLC	COMPLAINT
0308179	FOREX CAPITAL MARKETS LLC	DECISION

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