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Case Summary

RYAN STEVEN CUBIOTTI

NFA 07BCC00051

NFA ID: 0320990

Respondent/Effective Date Summary

NFA ID	Respondent	Effective Date
0320990	CUBIOTTI, RYAN STEVEN	05/22/2008

Rule Summary

NFA ID	Respondent	Rule Type
0320990	CUBIOTTI, RYAN STEVEN	• C.R.2-2(a) - CHEAT,FRAUD DECEIVE CUSTOMERS
		• C.R.2-5 - FAILURE TO COOPERATE W/ NFA
		• C.R.2-29(a)(1) - FRAUDULENT COMM. TO PUBLIC PROHIB.

Committee Summary

NFA ID	Respondent	Committee
0320990	CUBIOTTI, RYAN STEVEN	• BUSINESS CONDUCT COMMITTEE

Action Summary

NFA ID	Respondent	Action Types
0320990	CUBIOTTI, RYAN STEVEN	• SALES PRACTICE
		• GENERAL CONDUCT

Penalty/Event Summary

NFA ID	Respondent	Penalty/Event	Event Date
0320990	CUBIOTTI, RYAN STEVEN	• PERMANENT BAR FROM NFA MEMBERSHIP	05/07/2008

Narrative Summary

Narrative for 0320990 - CUBIOTTI, RYAN STEVEN

**TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**

COMPLAINT:

On December 21, 2007, NFA issued a Complaint charging Cubiotti with making deceptive and misleading sales solicitations and failing to comply with the terms of the Hearing Panel's Decision against him.

DECISION:

On May 7, 2008, Cubiotti was permanently barred from NFA membership.

Case Documents Summary

NFA ID	Respondent	Document Type
0320990	CUBIOTTI, RYAN STEVEN	COMPLAINT
0320990	CUBIOTTI, RYAN STEVEN	DECISION

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