| KMEC LLC |
NFA 05BCC00022 |
NFA ID: 0323748 |
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| 0205411 | CAMPBELL, KIM LAYNE | 12/28/2005 | | 0323748 | KMEC LLC | 12/28/2005 |
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| 0205411 | CAMPBELL, KIM LAYNE | • C.R.2-5 - FAILURE TO COOPERATE W/ NFA | | 0323748 | KMEC LLC | • C.R.2-13 - RECORDKEEPING FOR CPOS/CTAS | | | | • C.R.2-5 - FAILURE TO COOPERATE W/ NFA |
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| 0205411 | CAMPBELL, KIM LAYNE | • BUSINESS CONDUCT COMMITTEE | | 0323748 | KMEC LLC | • BUSINESS CONDUCT COMMITTEE |
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| 0205411 | CAMPBELL, KIM LAYNE | • GENERAL CONDUCT | | 0323748 | KMEC LLC | • OFFICE RECORDKEEPING | | | | • GENERAL CONDUCT |
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| 0205411 | CAMPBELL, KIM LAYNE | • EXPELLED FROM MEMBERSHIP | 12/13/2005 | | | | • PERMANENT BAR FROM NFA MEMBERSHIP | 12/13/2005 | | 0323748 | KMEC LLC | • EXPELLED FROM MEMBERSHIP | 12/13/2005 |
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| COMPLAINT -
On September 23, 2005, NFA issued a Complaint charging KMEC and Campbell with failing to cooperate in an NFA investigation. The Complaint also charged KMEC with failure to provide required information to pool participants and failure to maintain required pool records. To view Complaint, go to Case Documents. For a copy of the Complaint, contact NFA.
DECISION -
On December 13, 2005, KMEC was permanently expelled from NFA membership and Campbell was expelled from NFA associate membership and permanently barred from NFA membership and associate membership and from acting as a principal of any NFA Member. | | | |
| COMPLAINT -
On September 23, 2005, NFA issued a Complaint charging KMEC and Campbell with failing to cooperate in an NFA investigation. The Complaint also charged KMEC with failure to provide required information to pool participants and failure to maintain required pool records. To view Complaint, go to Case Documents. For a copy of the Complaint, contact NFA.
DECISION -
On December 13, 2005, KMEC was permanently expelled from NFA membership and Campbell was expelled from NFA associate membership and permanently barred from NFA membership and associate membership and from acting as a principal of any NFA Member. | | |
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