BASIC

Print Page

Case Summary

CATALYST CAPITAL GROUP

NFA 06BCC00011

NFA ID: 0326068

Respondent/Effective Date Summary

NFA ID	Respondent	Effective Date
0326068	CATALYST CAPITAL GROUP	11/13/2006

Rule Summary

NFA ID	Respondent	Rule Type
0326068	CATALYST CAPITAL GROUP	• C.R.2-13 - RECORDKEEPING FOR CPOS/CTAS

Committee Summary

NFA ID	Respondent	Committee
0326068	CATALYST CAPITAL GROUP	• BUSINESS CONDUCT COMMITTEE

Action Summary

NFA ID	Respondent	Action Types
0326068	CATALYST CAPITAL GROUP	• GENERAL CONDUCT

Penalty/Event Summary

NFA ID	Respondent	Penalty/Event	Event Date
0326068	CATALYST CAPITAL GROUP	• FINE $25000	10/26/2006

Narrative Summary

Narrative for 0326068 - CATALYST CAPITAL GROUP

**TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**

COMPLAINT -

On June 30, 2006, NFA issued a Complaint charging Catalyst with failure to timely file with NFA an annual report for Catalyst Liquidity Fund LP.

DECISION -

On October 26, 2006, Catalyst was ordered to pay a $25,000 fine.

Case Documents Summary

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.