| PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC |
NFA 05BCC00023 |
NFA ID: 0326824 |
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| 0236347 | EUSTACE, PAUL MICHAEL | 03/15/2006 | | 0326824 | PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC | 03/15/2006 |
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| 0236347 | EUSTACE, PAUL MICHAEL | • C.R.2-2(f) - FALSE INFORMATION TO NFA/AGENTS | | | | • C.R.2-2(c) - FALSE REPORTS MADE TO A CUSTOMER | | 0326824 | PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC | • C.R.2-2(f) - FALSE INFORMATION TO NFA/AGENTS | | | | • C.R.2-2(c) - FALSE REPORTS MADE TO A CUSTOMER |
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| 0236347 | EUSTACE, PAUL MICHAEL | • BUSINESS CONDUCT COMMITTEE | | 0326824 | PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC | • BUSINESS CONDUCT COMMITTEE |
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| 0236347 | EUSTACE, PAUL MICHAEL | • SALES PRACTICE | | 0326824 | PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC | • SALES PRACTICE |
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| 0236347 | EUSTACE, PAUL MICHAEL | • EXPELLED FROM MEMBERSHIP | 02/28/2006 | | | | • PERMANENT BAR FROM NFA MEMBERSHIP | 02/28/2006 | | 0326824 | PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC | • EXPELLED FROM MEMBERSHIP | 02/28/2006 |
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| COMPLAINT -
On September 29, 2005, NFA issued a Complaint charging PAAM and Eustace with providing misleading information to pool participants and to NFA. To view Complaint, go to Case Documents. For a copy of Complaint, contact NFA.
DECISION -
On February 28, 2006, PAAM was permanently expelled from NFA membership. Eustace was expelled from NFA associate membership and permanently barred from NFA membership and associate membership and from acting as a principal of any NFA member. To view Decision, go to Case Documents. | | | |
| COMPLAINT -
On September 29, 2005, NFA issued a Complaint charging PAAM and Eustace with providing misleading information to pool participants and to NFA. To view Complaint, go to Case Documents. For a copy of Complaint, contact NFA.
DECISION -
On February 28, 2006, PAAM was permanently expelled from NFA membership. Eustace was expelled from NFA associate membership and permanently barred from NFA membership and associate membership and from acting as a principal of any NFA member. To view Decision, go to Case Documents. | | |
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| 0236347 | EUSTACE, PAUL MICHAEL | COMPLAINT | | 0236347 | EUSTACE, PAUL MICHAEL | DECISION | | 0326824 | PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC | COMPLAINT | | 0326824 | PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC | DECISION |
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