| MICHAEL WILLIAM GREENBERG |
NFA 08BCC00033 |
NFA ID: 0332249 |
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| 0344237 | COASTLINE TRADING GROUP LLC | 06/16/2009 | | 0332249 | GREENBERG, MICHAEL WILLIAM | 06/16/2009 | | 0373629 | MELIKIAN, MICHAEL P | 06/16/2009 |
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| 0344237 | COASTLINE TRADING GROUP LLC | • C.R.2-2(a) - CHEAT,FRAUD DECEIVE CUSTOMERS | | | | • C.R.2-8(a) - GRANT OF DISCRETION MUST BE WRITTEN | | | | • C.R.2-29(a)(1) - FRAUDULENT COMM. TO PUBLIC PROHIB. | | 0332249 | GREENBERG, MICHAEL WILLIAM | • C.R.2-8(a) - GRANT OF DISCRETION MUST BE WRITTEN | | | | • C.R.2-29(a)(1) - FRAUDULENT COMM. TO PUBLIC PROHIB. | | | | • C.R.2-2(a) - CHEAT,FRAUD DECEIVE CUSTOMERS | | 0373629 | MELIKIAN, MICHAEL P | • C.R.2-29(a)(1) - FRAUDULENT COMM. TO PUBLIC PROHIB. | | | | • C.R.2-2(a) - CHEAT,FRAUD DECEIVE CUSTOMERS |
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| 0344237 | COASTLINE TRADING GROUP LLC | • BUSINESS CONDUCT COMMITTEE | | | | • HEARING COMMITTEE | | 0332249 | GREENBERG, MICHAEL WILLIAM | • HEARING COMMITTEE | | | | • BUSINESS CONDUCT COMMITTEE | | 0373629 | MELIKIAN, MICHAEL P | • HEARING COMMITTEE | | | | • BUSINESS CONDUCT COMMITTEE |
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| 0344237 | COASTLINE TRADING GROUP LLC | • OFFICE RECORDKEEPING | | | | • SALES PRACTICE | | 0332249 | GREENBERG, MICHAEL WILLIAM | • SALES PRACTICE | | | | • OFFICE RECORDKEEPING | | 0373629 | MELIKIAN, MICHAEL P | • SALES PRACTICE |
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| 0344237 | COASTLINE TRADING GROUP LLC | • PERMANENT BAR FROM NFA MEMBERSHIP | 06/01/2009 | | | | • PERMANENT BAR FROM PRINCIPAL STATUS | 06/01/2009 | | | | • PERMANENT WITHDRAWAL FROM NFA MEMBERSHIP | 06/01/2009 | | 0332249 | GREENBERG, MICHAEL WILLIAM | • PERMANENT BAR FROM PRINCIPAL STATUS | 06/01/2009 | | | | • PERMANENT BAR FROM NFA ASSOCIATE MEMBERSHIP | 06/01/2009 | | | | • PERMANENT BAR FROM NFA MEMBERSHIP | 06/01/2009 | | 0373629 | MELIKIAN, MICHAEL P | • PERMANENT BAR FROM NFA MEMBERSHIP | 06/01/2009 | | | | • PERMANENT BAR FROM PRINCIPAL STATUS | 06/01/2009 | | | | • PERMANENT BAR FROM NFA ASSOCIATE MEMBERSHIP | 06/01/2009 |
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| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On December 22, 2008, NFA issued a Complaint charging Coastline, Greenberg and Melikian with making deceptive and misleading sales solicitations. The Complaint also charged Coastline and Greenberg with failing to obatin written authorization from customers prior to exercising discretion over their commodity futures accounts.
ANSWER:
On February 9, 2009, Coastline, Greenberg and Melikian filed an Answer to the Complaint in which they denied the material allegations contained therein.
DECISION:
On June 1, 2009, Coastline was ordered to withdraw from NFA membership and not reapply for NFA membership or act as a principal of an NFA Member. Greenberg and Melikian were ordered not to apply for NFA membership or associate membership or act as a principal of an NFA Member. | | | |
| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On December 22, 2008, NFA issued a Complaint charging Coastline, Greenberg and Melikian with making deceptive and misleading sales solicitations. The Complaint also charged Coastline and Greenberg with failing to obatin written authorization from customers prior to exercising discretion over their commodity futures accounts.
ANSWER:
On February 9, 2009, Coastline, Greenberg and Melikian filed an Answer to the Complaint in which they denied the material allegations contained therein.
DECISION:
On June 1, 2009, Coastline was ordered to withdraw from NFA membership and not reapply for NFA membership or act as a principal of an NFA Member. Greenberg and Melikian were ordered not to apply for NFA membership or associate membership or act as a principal of an NFA Member. | | | |
| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On December 22, 2008, NFA issued a Complaint charging Coastline, Greenberg and Melikian with making deceptive and misleading sales solicitations. The Complaint also charged Coastline and Greenberg with failing to obatin written authorization from customers prior to exercising discretion over their commodity futures accounts.
ANSWER:
On February 9, 2009, Coastline, Greenberg and Melikian filed an Answer to the Complaint in which they denied the material allegations contained therein.
DECISION:
On June 1, 2009, Coastline was ordered to withdraw from NFA membership and not reapply for NFA membership or act as a principal of an NFA Member. Greenberg and Melikian were ordered not to apply for NFA membership or associate membership or act as a principal of an NFA Member. | | |
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| 0344237 | COASTLINE TRADING GROUP LLC | ANSWER | | 0344237 | COASTLINE TRADING GROUP LLC | COMPLAINT | | 0344237 | COASTLINE TRADING GROUP LLC | DECISION | | 0332249 | GREENBERG, MICHAEL WILLIAM | ANSWER | | 0332249 | GREENBERG, MICHAEL WILLIAM | COMPLAINT | | 0332249 | GREENBERG, MICHAEL WILLIAM | DECISION | | 0373629 | MELIKIAN, MICHAEL P | ANSWER | | 0373629 | MELIKIAN, MICHAEL P | COMPLAINT | | 0373629 | MELIKIAN, MICHAEL P | DECISION |
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