| ACJ CAPITAL INC |
NFA 09BCC00044 |
NFA ID: 0335629 |
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| 0335629 | ACJ CAPITAL INC | 02/18/2010 | | 0292355 | COLLAZO, ANGEL FERNANDO | 02/18/2010 |
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| 0335629 | ACJ CAPITAL INC | • C.R.2-36(b)(1) - CHEAT, DEFRAUD, DECEIVE FOREX CUSTOMERS | | | | • C.R.2-36 - FOREX ANTI-FRAUD RULE | | 0292355 | COLLAZO, ANGEL FERNANDO | • C.R.2-36(c) - FOREX DEALER MEMBERS OBSERVE HIGH STDS OF COMMERCIAL HONOR | | | | • C.R.2-36(b)(1) - CHEAT, DEFRAUD, DECEIVE FOREX CUSTOMERS | | | | • C.R.2-36 - FOREX ANTI-FRAUD RULE |
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| 0335629 | ACJ CAPITAL INC | • BUSINESS CONDUCT COMMITTEE | | 0292355 | COLLAZO, ANGEL FERNANDO | • BUSINESS CONDUCT COMMITTEE |
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| 0335629 | ACJ CAPITAL INC | • SALES PRACTICE | | 0292355 | COLLAZO, ANGEL FERNANDO | • GENERAL CONDUCT | | | | • SALES PRACTICE |
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| 0335629 | ACJ CAPITAL INC | • PERMANENT BAR FROM NFA MEMBERSHIP | 02/03/2010 | | | | • PERMANENT BAR FROM PRINCIPAL STATUS | 02/03/2010 | | 0292355 | COLLAZO, ANGEL FERNANDO | • PERMANENT BAR FROM NFA ASSOCIATE MEMBERSHIP | 02/03/2010 | | | | • PERMANENT BAR FROM NFA MEMBERSHIP | 02/03/2010 | | | | • PERMANENT BAR FROM PRINCIPAL STATUS | 02/03/2010 |
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| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On November 17, 2009, NFA issued a Complaint charging ACJ and Collazo with providing false information to customers about the performance of their accounts; and providing customers with fictitious account statements that showed significant equity in their accounts when, in fact, most, if not all, of their equity had been lost. The Complaint also charged Collazo with failing to observe high standards of commercial honor and just and equitable principles of trade.
DECISION:
On February 3, 2010, ACJ was permanently barred from NFA membership and from acting as a principal of an NFA Member. Collazo was permanently barred from NFA membership and associate membership and from acting as a principal of an NFA Member. | | | |
| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On November 17, 2009, NFA issued a Complaint charging ACJ and Collazo with providing false information to customers about the performance of their accounts; and providing customers with fictitious account statements that showed significant equity in their accounts when, in fact, most, if not all, of their equity had been lost. The Complaint also charged Collazo with failing to observe high standards of commercial honor and just and equitable principles of trade.
DECISION:
On February 3, 2010, ACJ was permanently barred from NFA membership and from acting as a principal of an NFA Member. Collazo was permanently barred from NFA membership and associate membership and from acting as a principal of an NFA Member. | | |
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