|*To view documents, go to Case Documents. For a copy of Documents, contact NFA's Information Center.*
On December 8, 2006, NFA issued a Complaint charging GCG with using deficient promotional material and failing to uphold high standards of commercial honor and just and equitable principles of trade; failing to establish and implement an adequate anti-money laundering program; and failing to notify NFA that GCG was carrying customer accounts.
On January 30, 2007, GCG filed an Answer to the Complaint in which it denied the material allegations contained therein.
On May 17, 2007 GCG was ordered to pay a $100,000 fine. On motion of NFA, the Hearing Panel dismissed Count III of the Complaint.