Case Summary

SPOT FX CLEARING CORP NFA 06MRA00003 NFA ID: 0358427 Respondent/Effective Date Summary  NFA ID Respondent Effective Date  0358427 SPOT FX CLEARING CORP 11/02/2006 Rule Summary No rules have been selected for this case. Committee Summary  NFA ID Respondent Committee  0358427 SPOT FX CLEARING CORP • EXECUTIVE COMMITTEE Action Summary  NFA ID Respondent Action Types  0358427 SPOT FX CLEARING CORP • NFA GENERAL DISCIPLINARY ACTION Penalty/Event Summary  NFA ID Respondent Penalty/Event Event Date  0358427 SPOT FX CLEARING CORP • MEMBER RESPONSIBILITY ACTION 11/02/2006 Narrative Summary No narratives found for this case Case Documents Summary  NFA ID Respondent Document Type  0358427 SPOT FX CLEARING CORP AMENDED NOTICE OF MEMBER RESPONSIBILITY ACTION  0358427 SPOT FX CLEARING CORP NOTICE OF MEMBER RESPONSIBILITY ACTION