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Case Summary

AVAIL TRADING CORP NFA 12BCC00024 NFA ID: 0358522

Respondent/Effective Date Summary
 NFA IDRespondentEffective Date
 0358522AVAIL TRADING CORP11/07/2012
 0309748MANOUKIAN, JACK11/07/2012
Rule Summary
 NFA IDRespondentRule Type
 0358522AVAIL TRADING CORP• C.R.2-36(c) - FOREX DEALER MEMBERS OBSERVE HIGH STDS OF COMMERCIAL HONOR
 0309748MANOUKIAN, JACK• C.R.2-36(c) - FOREX DEALER MEMBERS OBSERVE HIGH STDS OF COMMERCIAL HONOR
Committee Summary
 NFA IDRespondentCommittee
 0358522AVAIL TRADING CORP• BUSINESS CONDUCT COMMITTEE
 0309748MANOUKIAN, JACK• BUSINESS CONDUCT COMMITTEE
Action Summary
 NFA IDRespondentAction Types
 0358522AVAIL TRADING CORP• GENERAL CONDUCT
 0309748MANOUKIAN, JACK• GENERAL CONDUCT
Penalty/Event Summary
 NFA IDRespondentPenalty/EventEvent Date
 0358522AVAIL TRADING CORP• FINE (JOINTLY AND SEVERALLY) $1000010/23/2012
 0309748MANOUKIAN, JACK• FINE (JOINTLY AND SEVERALLY) $1000010/23/2012
Narrative Summary
Narrative for 0358522 - AVAIL TRADING CORP
**TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS.**

COMPLAINT:

On September 11, 2012, NFA issued a Complaint charging Avail and Manoukian with failing to observe high standards of commercial honor and just and equitable principles of trade.

ANSWER:

On October 5, 2012, Avail and Manoukian filed an Answer to the Complaint in which they denied the material allegations contained therein.

DECISION:

On October 23, 2012, pursuant to a settlement offer submitted by Avail and Manoukian, Avail and Manoukian were ordered to be jointly and severally liable for the payment of a $10,000 fine, due within 30 days of the date of the Decision.

 
Narrative for 0309748 - MANOUKIAN, JACK
**TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS.**

COMPLAINT:

On September 11, 2012, NFA issued a Complaint charging Avail and Manoukian with failing to observe high standards of commercial honor and just and equitable principles of trade.

ANSWER:

On October 5, 2012, Avail and Manoukian filed an Answer to the Complaint in which they denied the material allegations contained therein.

DECISION:

On October 23, 2012, pursuant to a settlement offer submitted by Avail and Manoukian, Avail and Manoukian were ordered to be jointly and severally liable for the payment of a $10,000 fine, due within 30 days of the date of the Decision.

 
Case Documents Summary
 NFA IDRespondentDocument Type
 0358522AVAIL TRADING CORPANSWER
 0358522AVAIL TRADING CORPCOMPLAINT
 0358522AVAIL TRADING CORPDECISION
 0309748MANOUKIAN, JACKANSWER
 0309748MANOUKIAN, JACKCOMPLAINT
 0309748MANOUKIAN, JACKDECISION
 
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