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COMPLAINT:
On April 7, 2009, NFA issued a Complaint charging DGF with failing to implement an anti-money laundering program.
ANSWER:
On July 1, 2009, DGF filed an Answer to the Complaint in which it denied the material allegations contained therein.
DECISION:
On August 6, 2009, DGF was ordered to pay a $10,000 fine. |