| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
NOTICE OF MEMBER RESPONSIBILITY ACTION AND ASSOCIATE RESPONSIBILITY ACTION:
On October 20, 2011, NFA issued a Member Responsibility Action ("MRA") against Denver Difference Energy LLC and an Associate Responsibility Action ("ARA") against Mukeeze Muwanga whereby:
1. DDE and Muwanga are hereby suspended from NFA membership effective immediately and until further notice;
2. DDE, Muwanga and any person acting on behalf of DDE are prohibited from disbursing or transferring any customer funds over which it or any person acting on its behalf exercises control, without prior approval from NFA; and
3. DDE and Muwanga are required to provide copies of this MRA/ARA by overnight courier or e-mail to all: a) customers or investors of DDE; and b) banks and other financial institutions in which money is on deposit in the name of DDE or any of the pools it operates.
This action is effective immediately and deemed necessary to protect customers because DDE and Muwanga have failed to cooperate with NFA throughout its examination and investigation of the firm.
The MRA and ARA will remain in effect until such time as DDE and Muwanga have demonstrated to the satisfaction of NFA that the firm is in complete compliance with all NFA Requirements. |