| FINANCIAL COMMODITY INVESTMENTS |
NFA 12BCC00042 |
NFA ID: 0364738 |
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| 0364738 | FINANCIAL COMMODITY INVESTMENTS | | | 0325473 | KENDALL, CRAIG | |
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| 0364738 | FINANCIAL COMMODITY INVESTMENTS | • C.R.2-4 - HIGH STDS. OF COMMERCIAL HONOR | | | | • C.R.2-5 - FAILURE TO COOPERATE W/ NFA | | 0325473 | KENDALL, CRAIG | • C.R.2-4 - HIGH STDS. OF COMMERCIAL HONOR | | | | • C.R.2-5 - FAILURE TO COOPERATE W/ NFA |
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| 0364738 | FINANCIAL COMMODITY INVESTMENTS | • BUSINESS CONDUCT COMMITTEE | | 0325473 | KENDALL, CRAIG | • BUSINESS CONDUCT COMMITTEE |
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| 0364738 | FINANCIAL COMMODITY INVESTMENTS | • GENERAL CONDUCT | | 0325473 | KENDALL, CRAIG | • GENERAL CONDUCT |
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| | | No penalties have been selected for this case. |
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| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS.**
COMPLAINT:
On December 4, 2012, NFA issued a Complaint charging FCI and Kendall with failing to cooperate promptly and fully with NFA and failing to uphold high standards of commercial honor and just and equitable principles of trade.
ANSWER:
On February 1, 2013, FCI and Kendall filed an Answer to the Complaint in which they denied the material allegations contained therein.
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| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS.**
COMPLAINT:
On December 4, 2012, NFA issued a Complaint charging FCI and Kendall with failing to cooperate promptly and fully with NFA and failing to uphold high standards of commercial honor and just and equitable principles of trade.
ANSWER:
On February 1, 2013, FCI and Kendall filed an Answer to the Complaint in which they denied the material allegations contained therein.
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| 0364738 | FINANCIAL COMMODITY INVESTMENTS | ANSWER | | 0364738 | FINANCIAL COMMODITY INVESTMENTS | COMPLAINT | | 0325473 | KENDALL, CRAIG | ANSWER | | 0325473 | KENDALL, CRAIG | COMPLAINT |
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