| PARMAN FINANCIAL |
NFA 09BCC00016 |
NFA ID: 0367407 |
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| 0367407 | PARMAN FINANCIAL | 01/14/2010 | | 0367777 | PARRILLA, LYNDON LYDELL | 01/14/2010 |
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| 0367407 | PARMAN FINANCIAL | • C.R.2-5 - FAILURE TO COOPERATE W/ NFA | | 0367777 | PARRILLA, LYNDON LYDELL | • C.R.2-5 - FAILURE TO COOPERATE W/ NFA |
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| 0367407 | PARMAN FINANCIAL | • BUSINESS CONDUCT COMMITTEE | | | | • HEARING COMMITTEE | | 0367777 | PARRILLA, LYNDON LYDELL | • BUSINESS CONDUCT COMMITTEE | | | | • HEARING COMMITTEE |
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| 0367407 | PARMAN FINANCIAL | • GENERAL CONDUCT | | 0367777 | PARRILLA, LYNDON LYDELL | • GENERAL CONDUCT |
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| 0367407 | PARMAN FINANCIAL | • PERMANENT BAR FROM PRINCIPAL STATUS | 12/30/2009 | | | | • PERMANENT BAR FROM NFA MEMBERSHIP | 12/30/2009 | | 0367777 | PARRILLA, LYNDON LYDELL | • PERMANENT BAR FROM NFA ASSOCIATE MEMBERSHIP | 12/30/2009 | | | | • PERMANENT BAR FROM PRINCIPAL STATUS | 12/30/2009 | | | | • PERMANENT BAR FROM NFA MEMBERSHIP | 12/30/2009 |
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| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On June 24, 2009, NFA issued a Complaint alleging that Parman and Parrilla failed to cooperate.
DECISION:
On December 30, 2009, a designated Panel of NFA's Hearing Committee issued a Decision to Parman and Parrilla after a hearing was held. Parman and Parrilla were permanently barred from NFA membership and associate membership and from acting as a principal of an NFA member. | | | |
| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On June 24, 2009, NFA issued a Complaint alleging that Parman and Parrilla failed to cooperate.
ANSWER:
On July 2, 2009, Parrilla filed an Answer to the Complaint.
DECISION:
On December 30, 2009, a designated Panel of NFA's Hearing Committee issued a Decision to Parman and Parrilla after a hearing was held. Parman and Parrilla were permanently barred from NFA membership and associate membership and from acting as a principal of an NFA member. | | |
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