|COPIES OF DOCUMENTS LISTED BELOW ARE AVAILABLE UPON REQUEST:
Notice of Intent to Revoke Registration:
On September 16, 2009, NFA's President issued a Notice of Intent to Revoke Registration to Nabil P. Niman. It is alleged that Niman is disqualified from registration under Section 8a(3)(M) of the Commodity Exchange Act. To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Response to Notice of Intent:
On October 5, 2009, Niman, through his attorney, filed his Response to the Notice of Intent wherein he admits the allegations contained in the NOI. Further, Niman intends to show that despite the allegations, his registation does not pose a substantial risk to the public. To view the Response, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Final Order Revoking Registration:
On March 2, 2010, a Subcommittee of NFA's Membership Committee issued a Final Order after a hearing was held. The Subcommittee determined that Niman had not met his burden of showing that his registration should not be revoked, and ordered that his registration be revoked.
To view the Final Order, go to Case Documents. To obtain a copy, contact NFA's Information Center.