| COPIES OF DOCUMENTS LISTED BELOW ARE AVAILABLE UPON REQUEST
Notice of Intent to Deny Registration:
On June 26, 2009, NFA's President issued a Notice of Intent to Deny Registration to Mary W.S. Hughes. The Notice of Intent alleges that Hughes is disqualified from registration under Section 8a(2)(G) of the Commodity Exchange Act. To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Final Order Granting Conditional Registration:
On June 26, 2009, a Subcommittee of NFA's Membership Committee issued a Final Order Granting Conditional Registration to Hughes. The Subcommittee accepted Hughes's settlement offer and and ordered that her AP registration be granted subject to conditions. To view the Final Order, go to Case Documents. To obtain a copy, contact NFA's Information Center.
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