| BLUE SKY CAPITAL MANAGEMENT CORP |
NFA 09BCC00026 |
NFA ID: 0380646 |
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| 0380646 | BLUE SKY CAPITAL MANAGEMENT CORP | 12/02/2009 | | 0381513 | SCHNEIDER, GREGORY MICHAEL | 12/02/2009 |
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| 0380646 | BLUE SKY CAPITAL MANAGEMENT CORP | • C.R.2-2(f) - FALSE INFORMATION TO NFA/AGENTS | | | | • C.R.2-36(b)(1) - CHEAT, DEFRAUD, DECEIVE FOREX CUSTOMERS | | | | • C.R.2-41(b) - FOREX TRADING ADVISORS-FILE DISCLOSURE DOCUMENT WITH NFA AND PROVIDE TO CLIENTS | | 0381513 | SCHNEIDER, GREGORY MICHAEL | • C.R.2-2(f) - FALSE INFORMATION TO NFA/AGENTS | | | | • C.R.2-36(b)(1) - CHEAT, DEFRAUD, DECEIVE FOREX CUSTOMERS | | | | • C.R.2-41(b) - FOREX TRADING ADVISORS-FILE DISCLOSURE DOCUMENT WITH NFA AND PROVIDE TO CLIENTS |
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| 0380646 | BLUE SKY CAPITAL MANAGEMENT CORP | • BUSINESS CONDUCT COMMITTEE | | 0381513 | SCHNEIDER, GREGORY MICHAEL | • BUSINESS CONDUCT COMMITTEE |
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| 0380646 | BLUE SKY CAPITAL MANAGEMENT CORP | • GENERAL CONDUCT | | | | • SALES PRACTICE | | 0381513 | SCHNEIDER, GREGORY MICHAEL | • GENERAL CONDUCT | | | | • SALES PRACTICE |
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| 0380646 | BLUE SKY CAPITAL MANAGEMENT CORP | • PERMANENT BAR FROM PRINCIPAL STATUS | 11/17/2009 | | | | • PERMANENT WITHDRAWAL FROM NFA MEMBERSHIP | 11/17/2009 | | 0381513 | SCHNEIDER, GREGORY MICHAEL | • PERMANENT BAR FROM NFA ASSOCIATE MEMBERSHIP | 11/17/2009 | | | | • PERMANENT BAR FROM PRINCIPAL STATUS | 11/17/2009 | | | | • PERMANENT BAR FROM NFA MEMBERSHIP | 11/17/2009 |
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| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On August 25, 2009, NFA issued a Complaint charging Blue Sky and Schneider with willful submission of materially false or misleading information to NFA; cheating, defrauding or deceiving another person or attempting to do so; and distributing a disclosure document without required pre-submission to NFA.
DECISION:
On November 17, 2009, Blue Sky was ordered to immediately withdraw from NFA membership and never apply for NFA membership or principal status with any NFA Member at any time in the future. Schneider was ordered to immediately withdraw his NFA associate membership and principal status with any NFA Member and never apply for NFA membership, associate membership or principal status with any NFA Member at any time in the future. | | | |
| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
COMPLAINT:
On August 25, 2009, NFA issued a Complaint charging Blue Sky and Schneider with willful submission of materially false or misleading information to NFA; cheating, defrauding or deceiving another person or attempting to do so; and distributing a disclosure document without required pre-submission to NFA.
DECISION:
On November 17, 2009, Blue Sky was ordered to immediately withdraw from NFA membership and never apply for NFA membership or principal status with any NFA Member at any time in the future. Schneider was ordered to immediately withdraw his NFA associate membership and principal status with any NFA Member and never apply for NFA membership, associate membership or principal status with any NFA Member at any time in the future. | | |
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| 0380646 | BLUE SKY CAPITAL MANAGEMENT CORP | COMPLAINT | | 0380646 | BLUE SKY CAPITAL MANAGEMENT CORP | DECISION | | 0381513 | SCHNEIDER, GREGORY MICHAEL | COMPLAINT | | 0381513 | SCHNEIDER, GREGORY MICHAEL | DECISION |
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