|COPIES OF DOCUMENTS LISTED BELOW ARE AVAILABLE UPON REQUEST:
Notice of Intent to Revoke Registration:
On July 23, 2009, NFA's President issued a Notice of Intent to Revoke Registration to Alexander M. Silverman alleging that Silverman is disqualified from registration under Section 8a(3)(M) of the Commodity Exchange Act. To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Response to Notice of Intent:
On August 10, 2009, Silverman, through his attorney, filed a Response to the Notice of Intent in which he denied the allegation that he is disqualified from registration. Silverman represents that notwithstanding the allegations in the Notice of Intent, his registration does not pose a substantial risk to the public. To view Silverman's Response, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Final Order Revoking Registration:
On March 2, 2010, a Subcommittee of NFA's Membership Committee issued a Final Order after a hearing was held. The Subcommittee determined that Silverman had not met his burden of showing that his registration should not be revoked, and ordered that his registration be revoked.
To view the Final Order, go to Case Documents. To obtain a copy, contact NFA's Information Center.