| COPIES OF DOCUMENTS LISTED BELOW ARE AVAILABLE UPON REQUEST:
Notice of Intent to Deny Registration:
On June 26, 2009, NFA's President issued a Notice of Intent to Deny Registration to Scott M. Henderson. The Notice of Intent alleged that Henderson is disqualified from registration under Section 8a(2)(G) of the Commodity Exchange Act. To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Final Order Granting Conditional Registration:
On June 26, 2009, a Subcommittee of NFA's Membership Committee issued a Final Order Granting Conditional Registration to Henderson. The Subcommittee accepted Henderson's settlement offer and ordered that his AP registration be granted subject to conditions for a period of two years. To view the Final Order, go to Case Documents. To obtain a copy, contact NFA's Information Center. |