| COPIES OF DOCUMENTS LISTED BELOW ARE AVAILABLE UPON REQUEST:
Notice of Termination of Temporary License and Intent to Deny Registration:
On May 20, 2009, NFA's President issued a Notice of Termination of Temporary License and Intent to Deny Registration to Michael S. Clark. The Notice of Intent alleged that Clark is disqualified from registration under Section 8a(2)(G) of the Commodity Exchange Act. To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Final Order Granting Conditional Registration:
On May 20, 2009, a Subcommittee of NFA's Membership Committee issued a Final Order Granting Condtional Registration to Clark. The Subcommittee accepted Clark's settlement offer and ordered that his AP registration be granted subject to conditions for a period of two years. To view the Final Order, go to Case Documents. To obtain a copy, contact NFA's Information Center. |