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On June 29, 2012, NFA issued a Complaint charging Capital Venture Holdings with failure to timely file pool reports with NFA.
On August 8, 2012, pursuant to a settlement offer submitted by Capital Venture, the firm was ordered to withdraw from NFA membership effective on the date of the Decision. If Capital Venture again becomes an NFA Member, it was ordered to pay a $15,000 fine, payable when its NFA membership is approved.