|NOTICE OF MEMBER RESPONSIBILITY ACTION AND ASSOCIATE RESPONSIBILITY ACTION:
On September 2, 2011, NFA issued a Member Responsibility Action ("MRA") against SureInvestment LLC ("Sure") and an Associate Responsibility Action ("ARA") against Crosby Wood ("Wood") whereby:
1. Sure and Wood are hereby suspended from NFA membership effective immediately and until further notice;
2. Sure, Wood, and any person acting on Sure's behalf, are prohibited from disbursing or transferring any funds over which it or any person acting on its behalf exercises control, without prior approval from NFA; and
3. Sure and Wood are required to provide copies of this MRA/ARA by overnight courier or e-mail to all: a) commodity pool customers; b) all promissory note holders; and c) banks and other financial institutions in which money is on deposit in the name of Sure or any of the funds it operates.
This action is effective immediately and deemed necessary to protect customers because Sure and Wood have failed to cooperate with NFA and have misled NFA throughout its examination and investigation of the firm.
The MRA and ARA will remain in effect until such time as Sure and Wood have demonstrated to the satisfaction of NFA that the firm is in complete compliance with all NFA Requirements.