| QUANTS CAPITAL LLC |
NFA 12BCC00038 |
NFA ID: 0418577 |
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| 0418741 | KISACIKOGLU, GOKHAN | | | 0418577 | QUANTS CAPITAL LLC | |
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| 0418741 | KISACIKOGLU, GOKHAN | • C.R.2-5 - FAILURE TO COOPERATE W/ NFA | | 0418577 | QUANTS CAPITAL LLC | • C.R.2-13 - RECORDKEEPING FOR CPOS/CTAS | | | | • C.R.2-5 - FAILURE TO COOPERATE W/ NFA |
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| 0418741 | KISACIKOGLU, GOKHAN | • BUSINESS CONDUCT COMMITTEE | | 0418577 | QUANTS CAPITAL LLC | • BUSINESS CONDUCT COMMITTEE |
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| 0418741 | KISACIKOGLU, GOKHAN | • GENERAL CONDUCT | | 0418577 | QUANTS CAPITAL LLC | • GENERAL CONDUCT |
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| | | No penalties have been selected for this case. |
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| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS.**
COMPLAINT:
On November 13, 2012, NFA issued a Complaint charging Quants and Gokhan with failing to produce all records requested by NFA. The Complaint also charged Quants with failing to file an audited liquidation statement for Quants Strategy Fund.
ANSWER:
On January 2, 2013, Quants and Gokhan filed an Answer to the Complaint in which they denied the material allegations contained therein.
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| **TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS.**
COMPLAINT:
On November 13, 2012, NFA issued a Complaint charging Quants and Gokhan with failing to produce all records requested by NFA. The Complaint also charged Quants with failing to file an audited liquidation statement for Quants Strategy Fund.
ANSWER:
On January 2, 2013, Quants and Gokhan filed an Answer to the Complaint in which they denied the material allegations contained therein. | | |
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