|**TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS. FOR A COPY OF DOCUMENTS, CONTACT NFA'S INFORMATION CENTER.**
NOTICE OF MEMBER RESPONSIBILITY ACTION AND ASSOCIATE RESPONSIBILITY ACTION:
On February 27, 2012, NFA issued a Member Responsibility Action ("MRA") against J Hansen Investments LLC ("JHI") and an Associate Responsibility Action ("ARA") against Jonathan Hansen ("Hansen") whereby:
1. Effective immediately, JHI and Hansen are hereby suspended from NFA membership and associate membership effective immediately and until further notice;
2. JHI and Hansen are prohibited from placing any trades in any accounts in the name of JHI, Hansen or any other trading account or pools over which either JHI or Hansen exercise control;
3. JHI and Hansen are prohibited from disbursing or transferring any funds over which either JHI, Hansen or any person acting on behalf of JHI exercises control, without prior approval from NFA; and
4. JHI and Hansen are required to provide copies of this MRA/ARA via overnight courier to all: a) customers; b) any NFA Member, banks and other financial institutions with which money is on deposit in the name of JHI, Hansen or accounts over which JHI or Hansen exercise control.
This action is effective immediately and is deemed necessary to protect JHI and Hansen's customers since JHI and Hansen have failed to cooperate in NFA's examination and investigation of the firm.
The MRA and ARA will remain in effect until such time as JHI and Hansen have demonstrated to the satisfaction of NFA that they are in complete compliance with all NFA Requirements.