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Case Summary

TS CAPITAL MANAGEMENT LLC

NFA 12BCC00012

NFA ID: 0422796

Respondent/Effective Date Summary

NFA ID	Respondent	Effective Date
0422796	TS CAPITAL MANAGEMENT LLC	06/28/2012

Rule Summary

NFA ID	Respondent	Rule Type
0422796	TS CAPITAL MANAGEMENT LLC	• C.R.2-5 - FAILURE TO COOPERATE W/ NFA
		• R.R.208 - CHANGES REQUIRING NEW REGISTRATION
		• C.R.2-2(f) - FALSE INFORMATION TO NFA/AGENTS

Committee Summary

NFA ID	Respondent	Committee
0422796	TS CAPITAL MANAGEMENT LLC	• BUSINESS CONDUCT COMMITTEE

Action Summary

NFA ID	Respondent	Action Types
0422796	TS CAPITAL MANAGEMENT LLC	• REGISTRATION
		• GENERAL CONDUCT

Penalty/Event Summary

NFA ID	Respondent	Penalty/Event	Event Date
0422796	TS CAPITAL MANAGEMENT LLC	• PERMANENT BAR FROM NFA MEMBERSHIP	06/12/2012
		• PERMANENT BAR FROM PRINCIPAL STATUS	06/12/2012

Narrative Summary

Narrative for 0422796 - TS CAPITAL MANAGEMENT LLC

**TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS.**

COMPLAINT:

On April 2, 2012, NFA issued a Complaint charging TS Capital with providing NFA with false and misleading information; failing to cooperate promptly and fully with NFA during the course of its examination and investigation of TS Capital; and failing to list the firm's owner as a principal of the firm.

DECISION:

On June 13, 2012, TS Capital was permanently barred from NFA membership and from acting as a principal of an NFA Member.

Case Documents Summary

NFA ID	Respondent	Document Type
0422796	TS CAPITAL MANAGEMENT LLC	COMPLAINT
0422796	TS CAPITAL MANAGEMENT LLC	DECISION

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