CFTC Reparations Cases

HOWARD MARTIN ROTHMAN NFA ID: 0178238

Reparations claims are not enforcement actions. They are attempts by customers to resolve futures-related disputes. The number of reparations claims filed does not necessarily mean that the individual or firm violated any rules. Some of the claims may have been dismissed, settled or withdrawn.

Case # Details 97-R082 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508. 94-R021 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508. 92-R119 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508. 92-R113 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.