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CFTC Reparations Cases

THOMAS PAUL WAYNE NFA ID: 0239002

Reparations claims are not enforcement actions. They are attempts by customers to resolve futures-related disputes. The number of reparations claims filed does not necessarily mean that the individual or firm violated any rules. Some of the claims may have been dismissed, settled or withdrawn.

Case #Details
04-R030 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
02-R006 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
99-R010 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
96-R035 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
95-R081 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
94-R186 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
93-R036 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
 
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