Regulatory Actions

VICTOR EUGENE CILLI NFA ID: 0375945

This page includes information regarding the Case History of these matters concerning the person or firm you are researching. It may also include the Outcome if the cases have been resolved regarding this person or firm. Just like in all legal proceedings, when regulatory actions are resolved, it is almost always by settlement, not adjudication. A settlement may result in the imposition of a penalty without a determination of the merits of the charges or formal findings of wrongdoing. If the particular matter you are interested in has been resolved, please refer to the Narrative, and for certain NFA cases, the decision as provided in the Case Documents summary, to see whether it was adjudicated or settled.

Contributor Case # Action Type Effective Date Case Outcome NFA 08MRA00003 • NFA GENERAL DISCIPLINARY ACTION 06/06/2008 • MEMBER RESPONSIBILITY ACTION NFA 08BCC00019 • GENERAL CONDUCT 02/23/2009 • FINE $10000 • TEMPORARY WITHDRAWAL FROM PRINCIPAL STATUS INDF • TEMPORARY WITHDRAWAL FROM NFA ASSOCIATE MEMBERSHIP INDF CFTC SD 12-09 • CFTC ADMINISTRATIVE ACTION 02/07/2013 • OTHER (SEE NARRATIVE) • ALJ DECISION • DEFAULT ORDER • REGISTRATION REVOKED CFTC 2:11-CV-03445 • CFTC INJUNCTIVE ACTION 05/29/2012 • FINE DELINQUENT • JOINT OWED • MAKE RESTITUTION TO CUSTMERS • OTHER (SEE NARRATIVE) • TRADING PROHIBITION • FINE $474000 • MAY NOT APPLY TO REGISTER • STOP SOLICITING • PERMANENT INJUNCTION • MAY NOT OPERATE AS PRINCIPAL