| MERCER CAPITAL INC |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 09/04/2004 |
| • ASSOCIATED PERSON WITHDRAWN | 09/04/2004 |
| • ASSOCIATED PERSON REGISTERED | 11/27/2002 |
| • NFA ASSOCIATE MEMBER APPROVED | 11/11/2002 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 11/11/2002 |
| MERCER CAPITAL MANAGEMENT |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 10/05/2004 |
| • ASSOCIATED PERSON WITHDRAWN | 10/05/2004 |
| • NFA ASSOCIATE MEMBER APPROVED | 08/04/2004 |
| • ASSOCIATED PERSON REGISTERED | 08/04/2004 |
| • NFA ASSOCIATE MEMBER PENDING | 07/30/2004 |
| • ASSOCIATED PERSON PENDING | 07/30/2004 |
| QCM |
| • NFA ASSOCIATE MEMBER SUSPENSION LIFTED | 04/30/2008 |
| • ASSOCIATED PERSON WITHDRAWN | 03/03/2008 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 03/03/2008 |
| • PRINCIPAL WITHDRAWN | 03/03/2008 |
| • NFA ASSOCIATE MEMBER SUSPENDED | 01/30/2008 |
| • NFA ASSOCIATE MEMBER APPROVED | 01/03/2007 |
| • ASSOCIATED PERSON REGISTERED | 01/03/2007 |
| • NFA ASSOCIATE MEMBER PENDING | 12/19/2006 |
| • ASSOCIATED PERSON PENDING | 12/19/2006 |
| • PRINCIPAL APPROVED | 10/27/2006 |
| • PRINCIPAL PENDING | 10/25/2006 |
| QUANTUM CAPITAL MANAGEMENT |
| • PRINCIPAL WITHDRAWN | 01/04/2007 |
| • ASSOCIATED PERSON WITHDRAWN | 12/19/2006 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 12/19/2006 |
| • NFA ASSOCIATE MEMBER APPROVED | 11/01/2004 |
| • ASSOCIATED PERSON REGISTERED | 11/01/2004 |
| • PRINCIPAL APPROVED | 10/04/2004 |
| • NFA ASSOCIATE MEMBER PENDING | 10/04/2004 |
| • ASSOCIATED PERSON PENDING | 10/04/2004 |
| WELLINGTON FUTURES GROUP |
| • ASSOCIATED PERSON WITHDRAWN | 11/10/2003 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 11/10/2003 |
| • NFA ASSOCIATE MEMBER APPROVED | 11/03/2003 |
| • ASSOCIATED PERSON REGISTERED | 11/03/2003 |
| • NFA ASSOCIATE MEMBER PENDING | 11/03/2003 |
| • ASSOCIATED PERSON PENDING | 11/03/2003 |