| FOREX CAPITAL MARKETS LLC |
| PRINCIPAL APPROVED | 03/14/2011 |
| FOREX ASSOCIATED PERSON APPROVED | 03/14/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 03/14/2011 |
| ASSOCIATED PERSON REGISTERED | 03/14/2011 |
| NFA ASSOCIATE MEMBER PENDING | 02/22/2011 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/22/2011 |
| ASSOCIATED PERSON PENDING | 02/22/2011 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 02/22/2011 |
| FOREX ASSOCIATED PERSON PENDING | 01/31/2011 |
| PRINCIPAL PENDING | 01/31/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 01/31/2011 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 01/31/2011 |