| FLOOR BROKER WITHDRAWN | 04/14/1997 |
| FLOOR BROKER REGISTERED | 07/21/1986 |
| FLOOR BROKER PENDING | 06/24/1986 |
| ANGUS JACKSON INC OF FLORIDA |
| ASSOCIATED PERSON WITHDRAWN | 02/13/2012 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/13/2012 |
| PRINCIPAL WITHDRAWN | 02/13/2012 |
| PRINCIPAL APPROVED | 03/10/1994 |
| PRINCIPAL PENDING | 05/11/1993 |
| ASSOCIATED PERSON REGISTERED | 04/30/1993 |
| NFA ASSOCIATE MEMBER APPROVED | 04/26/1993 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/26/1993 |
| ASSOCIATED PERSON PENDING | 04/09/1993 |
| NFA ASSOCIATE MEMBER PENDING | 04/09/1993 |
| ASSOCIATED PERSON WITHDRAWN | 10/26/1988 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/26/1988 |
| ASSOCIATED PERSON REGISTERED | 02/04/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 02/04/1988 |
| ASSOCIATED PERSON PENDING | 01/15/1988 |
| NFA ASSOCIATE MEMBER PENDING | 01/15/1988 |