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DESMOND MAINA MUTHEMBA NFA ID: 0314480 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date LAKE DOW CAPITAL LLC  • ASSOCIATED PERSON WITHDRAWN 09/07/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 09/07/2005  • ASSOCIATED PERSON REGISTERED 07/25/2003  • NFA ASSOCIATE MEMBER APPROVED 05/12/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 05/12/2003  MAGMA FUND ADVISORS LTD  • BRANCH MANAGER WITHDRAWN 09/04/2009  • BRANCH MANAGER WITHDRAWN 09/04/2009  • ASSOCIATED PERSON WITHDRAWN 09/04/2009  • PRINCIPAL WITHDRAWN 02/11/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 02/11/2009  • BRANCH MANAGER APPROVED 11/24/2008  • BRANCH MANAGER PENDING 11/24/2008  • ASSOCIATED PERSON REGISTERED 06/06/2008  • NFA ASSOCIATE MEMBER APPROVED 06/06/2008  • PRINCIPAL APPROVED 05/30/2008  • NFA ASSOCIATE MEMBER PENDING 05/27/2008  • ASSOCIATED PERSON PENDING 05/27/2008  • PRINCIPAL PENDING 05/27/2008  RISK CAPITAL TRADING GROUP INC  • ASSOCIATED PERSON WITHDRAWN 12/16/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 12/16/2002  • ASSOCIATED PERSON REGISTERED 02/07/2002  • NFA ASSOCIATE MEMBER APPROVED 02/07/2002  • ASSOCIATED PERSON PENDING 12/06/2001  • NFA ASSOCIATE MEMBER PENDING 12/06/2001