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Details

WALTER J BUBIEN NFA ID: 0035029

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Awards
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Also Known As
No other names
 
Security Futures Proficiency Training
No proficiency information available
Doing Business As
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History
 Status Effective Date
A E I COMMODITIES 
• PRINCIPAL WITHDRAWN 09/30/1991 
• PRINCIPAL APPROVED 07/29/1986 
• PRINCIPAL PENDING 05/05/1986 
• PRINCIPAL WITHDRAWN 06/30/1984 
• PRINCIPAL APPROVED 03/09/1979 
FUTURES EXCHANGE CORP 
• PRINCIPAL WITHDRAWN 06/30/1984 
• PRINCIPAL APPROVED 07/27/1983 
RICHARDSON GREENSHIELDS SECURITIES INC 
• ASSOCIATED PERSON WITHDRAWN 05/04/1983 
• BRANCH MANAGER WITHDRAWN 05/04/1983 
• ASSOCIATED PERSON REGISTERED 04/19/1983 
• BRANCH MANAGER APPROVED 04/19/1983 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.