| A E I COMMODITIES |
| PRINCIPAL WITHDRAWN | 09/30/1991 |
| PRINCIPAL APPROVED | 07/29/1986 |
| PRINCIPAL PENDING | 05/05/1986 |
| PRINCIPAL WITHDRAWN | 06/30/1984 |
| PRINCIPAL APPROVED | 03/09/1979 |
| FUTURES EXCHANGE CORP |
| PRINCIPAL WITHDRAWN | 06/30/1984 |
| PRINCIPAL APPROVED | 07/27/1983 |
| RICHARDSON GREENSHIELDS SECURITIES INC |
| ASSOCIATED PERSON WITHDRAWN | 05/04/1983 |
| BRANCH MANAGER WITHDRAWN | 05/04/1983 |
| ASSOCIATED PERSON REGISTERED | 04/19/1983 |
| BRANCH MANAGER APPROVED | 04/19/1983 |