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PEREGRINE FINANCIAL GROUP INC NFA ID: 0232217 Current Status • NOTICE BROKER DEALER REGISTERED  • COMMODITY POOL OPERATOR REGISTERED  • FUTURES COMMISSION MERCHANT REGISTERED  • NFA MEMBER APPROVED  BEST DIRECT SECURITIES LLC  • PRINCIPAL APPROVED  PEREGRINE ASSET MANAGEMENT INC  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 2 CFTC 1 Exchanges 0 details...   NFA Arbitration Awards  Role Number Claimant 0 Respondent 12 Representative 0 details...   CFTC Reparations Cases Total 32 details... Also Known As No other names   Business Address 311 W. MONROE SUITE 1300 CHICAGO, IL  60606 UNITED STATES (312) 775-3000 Doing Business As • AMERICAN NATIONAL TRADING DIVISION • ANCO DIVISION OF PFG • BEST DIRECT • BEST DIRECT FAST • BEST ON-LINE TRADING • ESSENTIAL TRADERS ALLIANCE • ET AL • PFG • PFGBEST • PFGBEST.COM • TRADE AMERICAN DIVISION OF PFG • TURNKEY IB • WASENDORF GROUP OF COMPANIES THE   Listed Principals  Listed Principal Name Title 10% or More Financial Interest NEIL JACKSON ASLIN HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO BRENDA L CUYPERS CHIEF FINANCIAL OFFICER NO CLAY HENRY JONES SALES MANAGER NO SUSAN MARY OMEARA COMPLIANCE DIRECTOR NO CONNIE JEAN WASENDORF VP CUSTOMER RELATION NO RUSSELL RALPH JR WASENDORF PRESIDENT NO RUSSELL RALPH SR WASENDORF CHIEF EXECUTIVE OFFICER YES History  Status Effective Date • NOTICE BROKER DEALER REGISTERED 10/30/2001  • COMMODITY POOL OPERATOR REGISTERED 06/15/1998  • COMMODITY POOL OPERATOR PENDING 06/10/1998  • FUTURES COMMISSION MERCHANT REGISTERED 07/15/1992  • NFA MEMBER APPROVED 07/15/1992  • FUTURES COMMISSION MERCHANT PENDING 01/13/1992  • NFA MEMBER PENDING 01/13/1992  • FUTURES COMMISSION MERCHANT PENDING STATUS WITHDRAWN 12/07/1990  • NFA MEMBER PENDING STATUS WITHDRAWN 12/07/1990  • FUTURES COMMISSION MERCHANT PENDING 09/10/1990  • NFA MEMBER PENDING 09/10/1990  BEST DIRECT SECURITIES LLC  • PRINCIPAL APPROVED 02/13/2008  PEREGRINE ASSET MANAGEMENT INC  • PRINCIPAL APPROVED 04/11/2008