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GAIN CAPITAL GROUP LLC NFA ID: 0339826 Current Status • NFA MEMBER APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  Exemptions Click the link below to view exemptions for this firm View Exemptions Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Awards  Role Number Claimant 0 Respondent 0 Representative 0 details...   CFTC Reparations Cases Total 5 details... Also Known As • GAIN CAPITAL GROUP INC   Business Address 135 US HIGHWAY 202 & 206 3RD FLOOR BEDMINSTER, NJ  07921 UNITED STATES 908-731-0700 Doing Business As • FOREX.COM   Listed Principals  Listed Principal Name Title 10% or More Financial Interest ALEXANDER ROBERT BOBINSKI JR CHIEF FINANCIAL OFFICER NO GAIN HOLDINGS LLC YES MARK ELLIOTT GALANT HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION YES SAMANTHA MICHELLE ROADY HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO GLENN HENRY STEVENS CHIEF EXECUTIVE OFFICER NO History  Status Effective Date • NFA MEMBER APPROVED 07/29/2004  • FUTURES COMMISSION MERCHANT REGISTERED 07/29/2004  • NFA MEMBER PENDING 04/22/2004  • FUTURES COMMISSION MERCHANT PENDING 04/22/2004  GAIN CAPITAL  • PRINCIPAL WITHDRAWN 09/04/2004  • PRINCIPAL APPROVED 01/21/2004