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DIWAKAR JAGANNATH NFA ID: 0226959 Current Status IKON GLOBAL MARKETS INC  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date CITIGROUP GLOBAL MARKETS INC  • ASSOCIATED PERSON WITHDRAWN 10/25/1996  • NFA ASSOCIATE MEMBER WITHDRAWN 10/25/1996  • ASSOCIATED PERSON REGISTERED 08/02/1994  • NFA ASSOCIATE MEMBER APPROVED 06/23/1994  • ASSOCIATED PERSON TEMPORARY LICENSE 06/23/1994  COES FX CLEARING INC  • NFA ASSOCIATE MEMBER WITHDRAWN 01/17/2003  • ASSOCIATED PERSON WITHDRAWN 01/17/2003  • PRINCIPAL WITHDRAWN 01/17/2003  • PRINCIPAL APPROVED 09/12/2002  • PRINCIPAL PENDING 09/12/2002  • NFA ASSOCIATE MEMBER APPROVED 03/22/2002  • ASSOCIATED PERSON REGISTERED 03/22/2002  GRESHAM ASSET MANAGEMENT INC  • ASSOCIATED PERSON WITHDRAWN 03/18/1994  • NFA ASSOCIATE MEMBER WITHDRAWN 03/18/1994  • ASSOCIATED PERSON REGISTERED 12/28/1993  • NFA ASSOCIATE MEMBER APPROVED 12/28/1993  IKON GLOBAL MARKETS INC  • NFA ASSOCIATE MEMBER WITHDRAWN 01/29/2013  • NFA ASSOCIATE MEMBER APPROVED 04/16/2003  • ASSOCIATED PERSON REGISTERED 04/16/2003  • PRINCIPAL APPROVED 04/16/2003  LAMBORN SECURITIES INCORPORATED  • ASSOCIATED PERSON WITHDRAWN 12/28/1999  • NFA ASSOCIATE MEMBER WITHDRAWN 12/28/1999  • ASSOCIATED PERSON REGISTERED 12/17/1996  • NFA ASSOCIATE MEMBER APPROVED 10/28/1996  • ASSOCIATED PERSON TEMPORARY LICENSE 10/28/1996  QUASAR GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 10/24/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 10/24/2003  • ASSOCIATED PERSON REGISTERED 04/03/2003  • NFA ASSOCIATE MEMBER APPROVED 02/06/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 02/06/2003  • ASSOCIATED PERSON WITHDRAWN 08/31/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 08/31/2001  • ASSOCIATED PERSON REGISTERED 12/16/1999  • NFA ASSOCIATE MEMBER APPROVED 12/16/1999  WALL STREET DERIVATIVES INC  • PRINCIPAL WITHDRAWN 02/28/2005  • PRINCIPAL APPROVED 12/22/2004  • ASSOCIATED PERSON WITHDRAWN 03/31/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 03/31/2002  • PRINCIPAL WITHDRAWN 03/31/2002  • ASSOCIATED PERSON REGISTERED 03/20/2001  • NFA ASSOCIATE MEMBER APPROVED 03/20/2001  • PRINCIPAL APPROVED 03/20/2001  • ASSOCIATED PERSON PENDING 02/02/2001  • NFA ASSOCIATE MEMBER PENDING 02/02/2001  • PRINCIPAL PENDING 02/02/2001  WINDHAM FUTURES CORP  • ASSOCIATED PERSON WITHDRAWN 03/18/1994  • NFA ASSOCIATE MEMBER WITHDRAWN 03/18/1994  • ASSOCIATED PERSON REGISTERED 01/02/1990  • NFA ASSOCIATE MEMBER APPROVED 11/14/1989  • ASSOCIATED PERSON TEMPORARY LICENSE 11/14/1989