| • ALSO SEE NFA ID 0236194 |
| |
| • FLOOR BROKER WITHDRAWN | 08/09/1994 |
| • FLOOR BROKER REGISTERED | 01/01/1982 |
| EDS ADVISORS INC |
| • PRINCIPAL WITHDRAWN | 05/22/1997 |
| • PRINCIPAL APPROVED | 01/21/1993 |
| • PRINCIPAL PENDING | 10/22/1992 |
| FIRST COMMERCIAL FINANCIAL GROUP INC |
| • PRINCIPAL WITHDRAWN | 10/25/1993 |
| • PRINCIPAL APPROVED | 09/22/1988 |
| • PRINCIPAL PENDING | 09/22/1988 |
| FIRST FUTURES FUND INC |
| • PRINCIPAL WITHDRAWN | 04/01/1995 |
| • PRINCIPAL APPROVED | 01/12/1990 |
| • PRINCIPAL PENDING | 12/20/1989 |
| LAKE SHORE ASSET MANAGEMENT INC |
| • PRINCIPAL WITHDRAWN | 01/15/1999 |
| • PRINCIPAL APPROVED | 01/04/1997 |
| • ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 12/19/1996 |
| • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 12/19/1996 |
| • ASSOCIATED PERSON PENDING | 12/10/1996 |
| • NFA ASSOCIATE MEMBER PENDING | 12/10/1996 |
| • PRINCIPAL PENDING | 12/10/1996 |
| LAKE SHORE ASSET MANAGEMENT LIMITED |
| • PRINCIPAL WITHDRAWN | 05/21/2009 |
| • ASSOCIATED PERSON WITHDRAWN | 05/21/2009 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 08/03/2007 |
| • ASSOCIATED PERSON REGISTERED | 01/17/2007 |
| • NFA ASSOCIATE MEMBER APPROVED | 01/17/2007 |
| • PRINCIPAL APPROVED | 01/12/2007 |
| • NFA ASSOCIATE MEMBER PENDING | 01/11/2007 |
| • ASSOCIATED PERSON PENDING | 01/11/2007 |
| • PRINCIPAL PENDING | 01/03/2007 |
| PROFESSIONAL MARKET BROKERAGE INC |
| • ASSOCIATED PERSON WITHDRAWN | 07/19/1999 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 07/19/1999 |
| • PRINCIPAL WITHDRAWN | 01/04/1999 |
| • ASSOCIATED PERSON REGISTERED | 12/31/1997 |
| • NFA ASSOCIATE MEMBER APPROVED | 09/12/1997 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 09/12/1997 |
| • ASSOCIATED PERSON PENDING | 08/15/1997 |
| • NFA ASSOCIATE MEMBER PENDING | 08/15/1997 |
| • PRINCIPAL APPROVED | 03/05/1997 |
| • PRINCIPAL PENDING | 03/04/1997 |
| RB&H FINANCIAL SERVICES LP |
| • PRINCIPAL WITHDRAWN | 02/04/1994 |
| • PRINCIPAL APPROVED | 01/01/1993 |
| • PRINCIPAL PENDING | 12/24/1992 |
| ROSENBERG, LAURENCE MEHL |
| • ASSOCIATED PERSON REGISTERED | 01/12/2007 |
| • ASSOCIATED PERSON PENDING | 11/21/2006 |
| • PRINCIPAL APPROVED | 04/25/1991 |
| • PRINCIPAL PENDING | 04/18/1991 |
| SAKURA DELLSHER INC |
| • PRINCIPAL WITHDRAWN | 08/12/1988 |
| • PRINCIPAL APPROVED | 12/05/1979 |
| WORLDWIDE ASSOCIATES LLC |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 07/25/2007 |
| • ASSOCIATED PERSON WITHDRAWN | 07/25/2007 |
| • ASSOCIATED PERSON REGISTERED | 04/04/2001 |
| • NFA ASSOCIATE MEMBER APPROVED | 10/31/2000 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 10/31/2000 |