| NFA ASSOCIATE MEMBER TEMPORARY WITHDRAWAL | 03/09/2010 |
| NFA MEMBER TEMPORARY WITHDRAWAL | 03/09/2010 |
| |
| COMMODITY TRADING ADVISOR WITHDRAWN | 06/18/2010 |
| INTRODUCING BROKER WITHDRAWN | 05/09/2010 |
| NOTICE BROKER DEALER WITHDRAWN | 03/09/2010 |
| NFA MEMBER WITHDRAWN | 03/09/2010 |
| COMMODITY TRADING ADVISOR REGISTERED | 09/20/2007 |
| INTRODUCING BROKER REGISTERED | 09/20/2007 |
| NOTICE BROKER DEALER REGISTERED | 09/20/2007 |
| NFA MEMBER APPROVED | 09/20/2007 |
| NOTICE BROKER DEALER PENDING | 09/06/2007 |
| NFA MEMBER PENDING | 08/16/2007 |
| INTRODUCING BROKER PENDING | 08/15/2007 |
| COMMODITY TRADING ADVISOR PENDING | 08/15/2007 |
| MITCHELL, CHARLES |
| ASSOCIATED PERSON WITHDRAWN | 03/11/2010 |
| PRINCIPAL WITHDRAWN | 03/11/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/09/2010 |
| ASSOCIATED PERSON REGISTERED | 09/20/2007 |
| PRINCIPAL APPROVED | 09/20/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 09/20/2007 |
| NFA ASSOCIATE MEMBER PENDING | 08/16/2007 |
| ASSOCIATED PERSON PENDING | 08/15/2007 |
| PRINCIPAL PENDING | 08/15/2007 |